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[Alpha Biz=(Chicago) Reporter Paul Lee] Financial authorities will conduct on-site inspections of financial firms selling HSCEI-linked equity-linked securities (ELS).

The FSS plans to conduct on-site and written inspections of 12 major financial companies that sold HSCEI ELSs sequentially from the 8th.

Kookmin Bank, which has the largest balance of sales, will conduct an on-site survey, while Shinhan, Hana, Nonghyup, SC First Bank and Korea Investment, Mirae Asset, Samsung, KB, NH, Kiwoom and Shinhan Investment & Securities will conduct a written survey.

The first inspection targets by industry are Kookmin Bank and Korea Investment & Securities. The Financial Supervisory Service will also conduct quick inspections of the remaining 10 vendors within this month.

 

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