 |
| 금융감독원. (사진=연합뉴스) |
[Alpha Biz=(Chicago) Reporter Paul Lee] Financial authorities will conduct on-site inspections of financial firms selling HSCEI-linked equity-linked securities (ELS).
The FSS plans to conduct on-site and written inspections of 12 major financial companies that sold HSCEI ELSs sequentially from the 8th.
Kookmin Bank, which has the largest balance of sales, will conduct an on-site survey, while Shinhan, Hana, Nonghyup, SC First Bank and Korea Investment, Mirae Asset, Samsung, KB, NH, Kiwoom and Shinhan Investment & Securities will conduct a written survey.
The first inspection targets by industry are Kookmin Bank and Korea Investment & Securities. The Financial Supervisory Service will also conduct quick inspections of the remaining 10 vendors within this month.
AlphaBIZ 폴 리(hoondork1977@alphabiz.co.kr)
