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| 금융위원회. (사진=연합뉴스) |
[Alpha Biz=(Chicago) Reporter Kim Jisun] Woori Bank was overtreated by financial authorities due to incomplete fund sales.
On the 20th, the Securities and Futures Commission of the Financial Services Commission said in its sixth regular meeting held the previous day that Woori Bank was fined 250 million won for violation of its obligation to confirm the explanation of the sale of fund products, violation of its obligation to issue manuals, and violation of recording obligations in the sales process.
Some branches of Woori Bank were not confirmed by signing or other means that customers understood the contents of fund products and the risks associated with investment while selling the funds.
These branches sold funds and trusts to customers and did not issue instructions without confirming their intention to refuse to receive instructions.
It was also found that the recording was not performed properly while selling the recorded products to inappropriate investors or customers aged 70 or older.
AlphaBIZ 김지선(stockmk2020@alphabiz.co.kr)
