[Alpha Biz=(Chicago) Reporter Paul Lee] The Financial Services Commission has decided to finalize the level of sanctions against CEOs of Lime and Optimus Fund sellers next month.
It is the first time in three years since the Financial Supervisory Service decided to impose heavy penalties.
According to the Seoul Economic Daily on the 23rd, the Financial Services Commission said it has decided to finalize sanctions on CEOs of Lime and Optimus fund vendors and refer them to the regular meeting after the parliamentary audit of the National Policy Committee on the 27th.
Since regular meetings of the Financial Services Commission are usually held every other Wednesday, the level of disciplinary action against CEOs of securities firms could be confirmed as early as Nov. 1. The regular meeting is scheduled for the 15th and 29th of next month.
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